Applied Grants for Disaster Risk Reduction II Program
Announcement
BACKGROUND
The ProVention Consortium is a global partnership
of governments, international organizations, academic institutions,
the private sector, and civil society organizations aimed at reducing
disaster impacts in developing countries. The Consortium functions
as a network to share knowledge and to connect and leverage resources
to reduce disaster risk.
Research in the field of disaster risk reduction remains dominated
and influenced by academic institutions and international scientific
organizations from the industrialized world. The advances made
by these institutions during the last decades in natural, engineering
and social science and technology development have substantially
contributed to reducing disaster casualties in both the developed
and developing world. However, efforts by Northern academic and
scientific institutions to transfer existing technical and scientific
knowledge to high-risk countries in the developing world have often
been confronted with a wide range of obstacles such as a lack of
technological absorption capacity, limited institutional capacity,
insufficient qualified staff and absence of linkages and networks
to successfully implement the programs concerned. Furthermore,
as disaster vulnerability in these countries is strongly determined
by developmental and socio-economic processes, more research on
risk, vulnerability and capacity issues is urgently required. Overall,
disaster risk management expertise in most developing countries
is often scattered amongst different disciplines and sectors, networking
between disaster risk management professionals in the South is
limited, while financial, material and human resources allocated
by national governments and donors to disaster risk reduction research
is largely insufficient.
In
order to support innovative disaster risk management projects
in developing countries, build up local research capacity and encourage
young professionals (under 35 years of age) to become more involved
in disaster risk reduction, the ProVention Consortium in collaboration
with the World Bank’s Hazard Management Unit (HMU) launched
in December 2002 an “Applied Research Grants Program for
Disaster Risk Reduction”. Young researchers were invited
to propose creative projects in three categories: hazard and risk
identification, risk reduction and risk sharing/transfer.
Sixty-five individuals and/or teams from 27 countries
were awarded grants of up to US $5,000. Grantees came from a mix
of institutional affiliations: universities, government, local
and international NGOs and private sector. Each project was carried
out under the guidance of a mentor who is a professional in the
field of disaster risk management. The young professionals completed
their projects in January 2004. After a series of reviews, fifteen
projects were selected as representative of the most innovative
and sustainableproject activities. Team leaders from these projects presented their findings at the “Global Symposium for Hazard Risk Reduction”, July 26-28, 2004 at the World Bank headquarters in Washington, DC.
NEW
FOR 2005
The ProVention Consortium is sponsoring a second round of grants
to support research on innovative disaster risk management and
encourage competent young professionals dedicated to reducing disaster
risk in developing countries. Students and young professionals
from developing countries are invited to propose creative projects
and ideas. These proposals may include research projects, professional
internships or professional development programs. Applications
will be screened by a jury of ProVention Consortium partners. Awards
will be made to proposals with the potential of making a significant
contribution to the field. The selected projects will be awarded
a maximum grant of US $5,000 and must be completed within nine
months of award under the guidance of a faculty advisor or a mentor
who is a disaster professional.
The program is being implemented and managed by regional partner
organizations:
-
Asian Disaster Preparedness Center (ADPC)
-
Disaster Mitigation for Sustainable Livelihoods Programme (DiMP), University of Capetown
-
University of Wisconsin – Disaster
Management Center
PROPOSAL
THEMES & OBJECTIVES
Proposals should focus on the links between disasters, development and
the environment, and should fall into three general categories: (i) risk
identification and analysis, (ii) risk reduction and (iii) risk sharing/transfer,
with preference to be given to activities in the latter two categories.
Field work is encouraged, and dissemination of results and community feedback
must be part of each project. It is critical that proposals include linkages
to relevant local institutions, whether they are non-governmental organizations
(NGOs), community-based organizations (CBOs), or government departments.
Proposals may also look at lessons learned from past or ongoing activities
and should have a multi-sectoral/multi-dimensional approach.
1.Risk Identification and Analysis
Any effective strategy to manage disaster risk must begin with an
identification and analysis of the nature and extent of risk that characterizes
a particular location. This includes information on the frequency,
magnitude and severity of past hazards, data on the degree of exposure
of a population and its build environment to such hazards and identification
of local capacities and resources to withstand shock and stress. The
process also includes analysis of the underlying causes of why these
elements are at risk.
Risk identification and analysis informs decision makers on where
to prioritize risk management efforts and how to design projects that
will effectively reduce the impacts of potential disaster events. A
more comprehensive analysis of disaster data and understanding of the
economic, financial and social impacts of disasters on a country or
community can help to demonstrate the importance of including risk
reduction in development plans and programs. Assessing risk is also
a key component of the process of measuring the potential and actual
benefits of disaster reduction. Risk monitoring is critical in ensuring
that risk reduction programmes effectively reduce risk.
2.Risk Reduction
Risk reduction involves measures to avoid (prevention), limit (mitigation)
or take precautions against (preparedness) the destructive and disruptive
effects of hazards and thus lessen the potential impact. The implicit
focus of risk reduction is vulnerability reduction, which includes
a wide range of social, economic, environmental and technical issues.
Risk reduction includes a range of structural measures, such as flood
defenses or safe building design, and non-structural measures, such
as the development of early warning systems, the regulation of land
use or the sensitization of populations at risk. In order to be truly
effective risk reduction cannot be limited to the realm of disaster
risk management but has to be fully integrated in development policies
and planning, climate change adaptation efforts and the post-disaster
recovery process.
3.Risk Sharing/Transfer
Financial and economic impacts of disasters can be reduced
through risk transfer. While these risks can never be completely
eliminated, they can be shared. Individuals and groups can
transfer the financial risk which they are unable or unwilling
to absorb to a larger collective with greater economic means,
for instance from an individual household to a community or
company, or from a national government or company to the global
markets. The most obvious risk transfer tool is insurance,
which for low-income households in developing countries is
often called micro-insurance. Further arrangements such as
informal community pools, social protection funds and innovative
schemes based on weather indices are similarly useful for transferring
and thus managing the financial impacts of disasters. Risk
transfer must also be used to promote risk reduction activities.
CRITERIA
FOR ELIGIBILITY
Proposals will be reviewed to ensure that they conform
to the following criteria:
1.Candidate
is national of a developing country. Students studying
at international institutions in industrialized countries
are not eligible
2. Candidate is 35 years old or younger. Applicants may apply as a team; however, a team leader must be designated. All team members must be 35 years old or younger, and the team leader must also be a national of a developing country.
3.
Candidate is student or professional staff member of
organization addressing disaster risk management. Applicants
must be students pursuing either a bachelor’s, masters
or doctoral degree from an accredited college or university
OR a professional staff member of an organization working
on disaster risk management registered in a developing
country. Special consideration will be given to those
associated with NGOs or the private sector. Each applicant
is required to name a faculty advisor or professional
mentor and provide an endorsement letter from that
person and his/her administrative supervisor.
4.
Project has a nine month implementation timeframe.
As the proposals are meant to be pilot activities to "test" an
idea or approach, they must entail a time frame for
implementation of no more than nine months from the
start of the project. At a minimum the final month
must include dissemination of results and community
feedback. The intent of the grants program is to encourage
the next generation of researchers and practitioners
by publicly recognizing their potential and providing
them with the financial resources for the completion
of projects that demonstrate potential solutions to
disaster risk management problems.
5. Maximum grant award amount. Awards may vary in size based on the needs of the proposals that are selected. The maximum size of a ProVention Consortium grant award is US$5,000.
6. All applications and project documentation must be submitted in English.
7. Grantees from the first grant program may submit an application, but the project subject must be different from the first grant.
PROPOSAL GUIDELINES
Winning
proposals will be those which best present ideas that
address the ProVention Consortium’s priorities in reducing
disaster risks in developing countries in a sustainable
way. When creating your proposal keep in mind that the
design and implementation components should include the
following principles and outcomes:
Design of the idea should be:
- Innovative:
In what way is your idea innovative or different
to existing approaches?
- Holistic: To what extent does your idea address the
links between disaster risk, development and the environment
in developing countries?
- Sustainable:
Will your idea be sustainable beyond the pilot phase?
What characteristics of your proposal would you highlight
to suggest this?
- Relevant: To what extent has your idea been developed
in consultation with institutions?
- Linked:
Were NGOs, CBOs, and/or government consulted during
the development of the proposal? How will these links
continue to be fostered throughout program implementation?
Implementation of the idea should have:
- Practical results: How does your idea and implementation plan demonstrate
a high potential for practical results?
- Ownership
among a broad community and institutional base: Can
you demonstrate that your idea will be used by a broad community
and institutional base?
- A Learning and dissemination strategy: How will the results of your
idea be conveyed to the end-users and beneficiaries?
Proposals will be evaluated for their innovativeness,
feasibility, project design, dissemination plan and utilization
potential. Final decisions may also reflect the need for
regional coverage and a desired mix of project types.
The regional centers reserve the right to possibly assign
an additional mentor and/or develop projects links with
relevant and interested partner institutions within the
country of the proposal.
PROPOSAL FORMAT
IN GENERAL
- All
proposals must be submitted in English and adhere to
the format provided below.
- After the submission deadline, all proposals may be
placed in the public domain of the ProVention Consortium,
including posting on our web site.
- For
more details, please refer to the PROPOSAL OBJECTIVES,
CRITERIA FOR ELIGIBILITY and GUIDELINES.
- When printed, proposals must not exceed three (3) pages. Proposals exceeding this length will not be considered.
IN SPECIFIC
Your proposal outline should cover the following:
1. TITLE of your idea:
This
will eventually become the project name.
2. APPLICANT information
and contact details :
Include
details on your nationality, date of birth, and a brief
summary of your academic background and/or professional
experience. If applying as part of a team, provide listed
information on all team members and indicate who is the
team leader. Please submit proof of citizenship (i.e.,
copy of passport photo page). Full contact information
including email address if available must be provided.
3. GEOGRAPHICAL coverage
Indicate
whether the project includes activities in a specific
country, several countries (name them), a region or if
they are global in scope.
4. FOCUS area
Please indicate one theme which is best addressed by
your idea.
- Risk Identification and Analysis
- Risk Reduction
- Risk Sharing/Transfer
5. KEYWORDS
To facilitate future retrieval, please select a maximum of
three (3) keywords that are most applicable to your idea.
6. DESCRIPTION of your idea (not to exceed 2
pages or 1000 words)
- Briefly describe the goals and objectives of the idea,
as well as the methods and procedures to be used in the
project.
- Consult the PROPOSAL OBJECTIVES, CRITERIA FOR ELIGIBILITY
and GUIDELINES to ensure that your idea lies within the
three focus areas and addresses the relevant Design and
Implementation questions.
- Provide a description of the major activities,
the expected utility of the project, and its intended
beneficiaries.
- Any links and consultations with NGOs, CBOs and/or
government departments must be clearly listed.
7. Project COST:
Provide
a brief statement of the idea's need for funding in order
to achieve the stated objectives. If
the funds are to be leveraged with those from other sources,
differentiate between funding requested from the ProVention
Consortium and funds coming from others. The budget breakdown
should cover these items
- Direct costs
- Fees
- Travel
and subsistence
8. ADVISOR or MENTOR
Each
applicant is required to name a faculty advisor or professional
mentor and provide an endorsement letter from that person
and his/her administrative supervisor. There is no requirement
that such work be part of a master’s
thesis or Ph.D. dissertation project, although this is
allowable. If the work is to be part of a thesis or dissertation
project, please indicate that.
PLEASE DO NOT SUBMIT ANY ADDITIONAL MATERIALS WITH YOUR
PROPOSAL.
PROPOSAL SUBMISSION
The ProVention Consortium prefers receiving proposals
via email.
Proposals must be received by 15 MAY 2005 using our e-mail:
Grants2 <dmc@engr.wisc.edu>
If you do not have access to e-mail or the internet and
are applying by paper mail, you must allow for additional
processing time, so your proposal must be received by -
1 May 2005 at this address:
ProVention Consortium Grants
University
of Wisconsin – Madison
Disaster Management Center
432 North Lake Street
Madison , WI 53706
USA
Grant
awards will be announced o/a - 1 August 2005
This information is also available at our web site at www.proventionconsortium.org